---
kind: "section"
citation: "19 C.F.R. § 111.91"
title: "19"
number: "111.91"
heading: "Grounds for imposition of a monetary penalty; maximum penalty."
url: "https://uscodex.org/cfr/19/111.91"
---

# §111.91. Grounds for imposition of a monetary penalty; maximum penalty.


CBP may assess a monetary penalty or penalties as follows:

- (a) In the case of a broker, in an amount not to exceed an aggregate of $30,000 for one or more of the reasons set forth in [§ 111.53(a) through (g)](/cfr/19/111.53.md?p=a..g) other than those listed in [§ 111.53(b)(3)](/cfr/19/111.53.md?p=b-3), and provided that no license or permit suspension or revocation proceeding has been instituted against the broker under [subpart D](/cfr/19/subpartD.md) of this part for any of the same reasons; or
- (b) In the case of a person who is not a broker, in an amount not to exceed $10,000 for each transaction or violation referred to in [§ 111.4](/cfr/19/111.4.md) and in an amount not to exceed an aggregate of $30,000 for all those transactions or violations.

## Notes

### Amendments

[T.D. 00-17, 65 FR 13891, Mar. 15, 2000, as amended by CBP Dec. 22-21, 87 FR 63321, Oct. 18, 2022]

### Authority

Authority: 19 U.S.C. 66, 1202 (General Note 3(i), Harmonized Tariff Schedule of the United States), 1624; 1641. Section 111.2 also issued under 19 U.S.C. 1484, 1498; Section 111.96 also issued under 19 U.S.C. 58c, 31 U.S.C. 9701.

### Source

Source: T.D. 00-17, 65 FR 13891, Mar. 15, 2000, unless otherwise noted.

### Amendments

[T.D. 00-17, 65 FR 13891, Mar. 15, 2000, as amended by CBP Dec. 22-21, 87 FR 63321, Oct. 18, 2022]