---
kind: "unit"
title: "17"
title_heading: "Commodity and Securities Exchanges"
key: "chI/part3/subpartA"
level: "subpart"
label: "Subpart A"
heading: "Registration"
release: "ecfr-current"
date: "2026-08-27"
url: "https://uscodex.org/cfr/17/chI-part3-subpartA"
sections_count: 15
---

# Subpart A — Registration

Title 17 C.F.R. — Commodity and Securities Exchanges › Chapter I — Commodity Futures Trading Commission › Part 3 — Registration

## Sections

- [§3.1. Definitions.](/cfr/17/3.1.md)
- [§3.2. Registration processing by the National Futures Association; notification and duration of registration.](/cfr/17/3.2.md)
- [§3.3. Chief compliance officer.](/cfr/17/3.3.md)
- [§3.4. Registration in one capacity not included in registration in any other capacity.](/cfr/17/3.4.md)
- [§3.5-3.9. Reserved](/cfr/17/3.5-3.9.md)
- [§3.10. Registration of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators, swap dealers, major swap participants and leverage transaction merchants.](/cfr/17/3.10.md)
- [§3.11. Registration of floor brokers and floor traders.](/cfr/17/3.11.md)
- [§3.12. Registration of associated persons of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators and leverage transaction merchants.](/cfr/17/3.12.md)
- [§3.13-3.20. Reserved](/cfr/17/3.13-3.20.md)
- [§3.21. Exemption from fingerprinting requirement in certain cases.](/cfr/17/3.21.md)
- [§3.22. Supplemental filings.](/cfr/17/3.22.md)
- [§3.23-3.29. Reserved](/cfr/17/3.23-3.29.md)
- [§3.30. Current address for purpose of delivery of communications from the Commission or the National Futures Association.](/cfr/17/3.30.md)
- [§3.31. Deficiencies, inaccuracies, and changes, to be reported.](/cfr/17/3.31.md)
- [§3.33. Withdrawal from registration.](/cfr/17/3.33.md)