---
kind: "unit"
title: "17"
title_heading: "Commodity and Securities Exchanges"
key: "chI/part5"
level: "part"
label: "Part 5"
heading: "Off-Exchange Foreign Currency Transactions"
release: "ecfr-current"
date: "2026-08-27"
url: "https://uscodex.org/cfr/17/chI-part5"
sections_count: 25
---

# Part 5 — Off-Exchange Foreign Currency Transactions

Title 17 C.F.R. — Commodity and Securities Exchanges › Chapter I — Commodity Futures Trading Commission

## Sections

- [§5.1. Definitions.](/cfr/17/5.1.md)
- [§5.2. Prohibited transactions.](/cfr/17/5.2.md)
- [§5.3. Registration of persons engaged in retail forex transactions.](/cfr/17/5.3.md)
- [§5.4. Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors.](/cfr/17/5.4.md)
- [§5.5. Distribution of “Risk Disclosure Statement” by retail foreign exchange dealers, futures commission merchants and introducing brokers regarding retail forex transactions.](/cfr/17/5.5.md)
- [§5.6. Maintenance of minimum financial requirements by retail foreign exchange dealers and futures commission merchants offering or engaging in retail forex transactions.](/cfr/17/5.6.md)
- [§5.7. Minimum financial requirements for retail foreign exchange dealers and futures commission merchants offering or engaging in retail forex transactions.](/cfr/17/5.7.md)
- [§5.8. Aggregate retail forex assets.](/cfr/17/5.8.md)
- [§5.9. Security deposits for retail forex transactions.](/cfr/17/5.9.md)
- [§5.10. Risk assessment recordkeeping requirements for retail foreign exchange dealers.](/cfr/17/5.10.md)
- [§5.11. Risk assessment reporting requirements for retail foreign exchange dealers.](/cfr/17/5.11.md)
- [§5.12. Financial reports of retail foreign exchange dealers.](/cfr/17/5.12.md)
- [§5.13. Reporting to customers of retail foreign exchange dealers and futures commission merchants; monthly and confirmation statements.](/cfr/17/5.13.md)
- [§5.14. Records to be kept by retail foreign exchange dealers and futures commission merchants.](/cfr/17/5.14.md)
- [§5.15. Unlawful representations.](/cfr/17/5.15.md)
- [§5.16. Prohibition of guarantees against loss.](/cfr/17/5.16.md)
- [§5.17. Authorization to trade.](/cfr/17/5.17.md)
- [§5.18. Trading and operational standards.](/cfr/17/5.18.md)
- [§5.19. Pending legal proceedings.](/cfr/17/5.19.md)
- [§5.20. Special calls for account and transaction information.](/cfr/17/5.20.md)
- [§5.21. Supervision.](/cfr/17/5.21.md)
- [§5.22. Registered futures association membership.](/cfr/17/5.22.md)
- [§5.23. Notice of bulk transfers and bulk liquidations.](/cfr/17/5.23.md)
- [§5.24. Applicability of other parts of this chapter](/cfr/17/5.24.md)
- [§5.25. Applicability of the Act.](/cfr/17/5.25.md)