---
kind: "unit"
title: "17"
title_heading: "Commodity and Securities Exchanges"
key: "chII/part249"
level: "part"
label: "Part 249"
heading: "Forms, Securities Exchange Act of 1934"
release: "ecfr-current"
date: "2026-08-27"
url: "https://uscodex.org/cfr/17/chII-part249"
sections_count: 89
---

# Part 249 — Forms, Securities Exchange Act of 1934

Title 17 C.F.R. — Commodity and Securities Exchanges › Chapter II — Securities and Exchange Commission

## Sections

- [§249.0-1. Availability of forms.](/cfr/17/249.0-1.md)

## Contents

- [Subpart A — Forms for Registration or Exemption of, and Notification of Action Taken by, National Securities Exchanges](/cfr/17/chII-part249-subpartA.md)
- [Subpart B — Forms for Reports To Be Filed by Officers, Directors, and Security Holders](/cfr/17/chII-part249-subpartB.md)
- [Subpart C — Forms for Applications for Registration of Securities on National Securities Exchanges and Similar Matters](/cfr/17/chII-part249-subpartC.md)
- [Subpart D — Forms for Annual and Other Reports of Issuers and Other Persons Required Under Sections 13, 14A, and 15(d) of the Securities Exchange Act of 1934](/cfr/17/chII-part249-subpartD.md)
- [Subpart E — Forms for Statements Made in Connection With Exempt Tender Offers](/cfr/17/chII-part249-subpartE.md)
- [Subpart F — Forms for Registration of Brokers and Dealers Transacting Business on Over-the-Counter Markets](/cfr/17/chII-part249-subpartF.md)
- [Subpart G — Forms for Reports To Be Made by Certain Exchange Members, Brokers, Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants](/cfr/17/chII-part249-subpartG.md)
- [Subpart H — Forms For Reports as to Stabilization](/cfr/17/chII-part249-subpartH.md)
- [Subpart I — Forms for Self-Regulatory Organization Rule Changes and Forms for Registration of and Reporting by National Securities Associations and Affiliated Securities Associations](/cfr/17/chII-part249-subpartI.md)
- [Subpart J — Subpart J [Reserved]](/cfr/17/chII-part249-subpartJ.md)
- [Subpart K — Form for Registration of, and Reporting by Securities Information Processors](/cfr/17/chII-part249-subpartK.md)
- [Subpart L — Forms for Registration of Municipal Securities Dealers](/cfr/17/chII-part249-subpartL.md)
- [Subpart M — Forms for Reporting and Inquiry With Respect to Missing, Lost, Stolen, or Counterfeit Securities](/cfr/17/chII-part249-subpartM.md)
- [Subpart N — Forms for Registration of Municipal Advisors and for Providing Information Regarding Certain Natural Persons](/cfr/17/chII-part249-subpartN.md)
- [Subpart O — Forms for Asset-Backed Securities](/cfr/17/chII-part249-subpartO.md)
- [Subpart P — Forms for Registration of Security-Based Swap Data Repositories](/cfr/17/chII-part249-subpartP.md)
- [Subpart Q — Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants](/cfr/17/chII-part249-subpartQ.md)
- [Subpart R — Forms for Registration of, and Filings by, Security-Based Swap Execution Facilities](/cfr/17/chII-part249-subpartR.md)
- [Subpart S — Subpart S [Reserved]](/cfr/17/chII-part249-subpartS.md)
- [Subpart T — Form SCI, for filing notices and reports as required by Regulation SCI.](/cfr/17/chII-part249-subpartT.md)
- [Subpart U — Forms for Registration of Funding Portals](/cfr/17/chII-part249-subpartU.md)