---
kind: "unit"
title: "17"
title_heading: "Commodity and Securities Exchanges"
key: "chI/part14"
level: "part"
label: "Part 14"
heading: "Rules Relating to Suspension or Disbarment from Appearance and Practice"
release: "ecfr-current"
date: "2026-08-27"
url: "https://uscodex.org/cfr/17/chI-part14"
sections_count: 10
---

# Part 14 — Rules Relating to Suspension or Disbarment from Appearance and Practice

Title 17 C.F.R. — Commodity and Securities Exchanges › Chapter I — Commodity Futures Trading Commission

## Sections

- [§14.1. Scope.](/cfr/17/14.1.md)
- [§14.2. Definitions of appearance and practice.](/cfr/17/14.2.md)
- [§14.3. Hearings.](/cfr/17/14.3.md)
- [§14.4. Violation of Commodity Exchange Act.](/cfr/17/14.4.md)
- [§14.5. Criminal conviction.](/cfr/17/14.5.md)
- [§14.6. Disbarment or suspension by licensing authority.](/cfr/17/14.6.md)
- [§14.7. Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding.](/cfr/17/14.7.md)
- [§14.8. Lack of requisite qualifications, character and integrity.](/cfr/17/14.8.md)
- [§14.9. Duty to file information concerning adverse judicial or administrative action.](/cfr/17/14.9.md)
- [§14.10. Reinstatement.](/cfr/17/14.10.md)