---
kind: "unit"
title: "17"
title_heading: "Commodity and Securities Exchanges"
key: "chII/part249/subpartF"
level: "subpart"
label: "Subpart F"
heading: "Forms for Registration of Brokers and Dealers Transacting Business on Over-the-Counter Markets"
release: "ecfr-current"
date: "2026-08-27"
url: "https://uscodex.org/cfr/17/chII-part249-subpartF"
sections_count: 7
---

# Subpart F — Forms for Registration of Brokers and Dealers Transacting Business on Over-the-Counter Markets

Title 17 C.F.R. — Commodity and Securities Exchanges › Chapter II — Securities and Exchange Commission › Part 249 — Forms, Securities Exchange Act of 1934

## Sections

- [§249.501. Form BD, for application for registration as a broker and dealer or to amend or supplement such an application.](/cfr/17/249.501.md)
- [§249.501a. Form BDW, notice of withdrawal from registration as broker-dealer pursuant to § 240.15b6-1, § 240.15Bc3-1, or § 240.15Cc1-1 of this chapter.](/cfr/17/249.501a.md)
- [§249.501b. Form BD-N for notice registration as a broker-dealer.](/cfr/17/249.501b.md)
- [§249.507. Form 7-M, consent to service of process by an individual nonresident broker-dealer.](/cfr/17/249.507.md)
- [§249.508. Form 8-M, consent to service of process by a corporation which is a nonresident broker-dealer.](/cfr/17/249.508.md)
- [§249.509. Form 9-M, consent to service of process by a partnership nonresident broker-dealer.](/cfr/17/249.509.md)
- [§249.510. Form 10-M, consent to service of process by a nonresident general partner of a broker-dealer firm.](/cfr/17/249.510.md)