---
kind: "unit"
title: "17"
title_heading: "Commodity and Securities Exchanges"
key: "chII/part249/subpartB"
level: "subpart"
label: "Subpart B"
heading: "Forms for Reports To Be Filed by Officers, Directors, and Security Holders"
release: "ecfr-current"
date: "2026-08-27"
url: "https://uscodex.org/cfr/17/chII-part249-subpartB"
sections_count: 3
---

# Subpart B — Forms for Reports To Be Filed by Officers, Directors, and Security Holders

Title 17 C.F.R. — Commodity and Securities Exchanges › Chapter II — Securities and Exchange Commission › Part 249 — Forms, Securities Exchange Act of 1934

## Sections

- [§249.103. Form 3, initial statement of beneficial ownership of securities.](/cfr/17/249.103.md)
- [§249.104. Form 4, statement of changes in beneficial ownership of securities.](/cfr/17/249.104.md)
- [§249.105. Form 5, annual statement of beneficial ownership of securities.](/cfr/17/249.105.md)