---
kind: "unit"
title: "17"
title_heading: "Commodity and Securities Exchanges"
key: "chII/part247"
level: "part"
label: "Part 247"
heading: "Regulation R—exemptions and Definitions Related to the Exceptions for Banks from the Definition of Broker"
release: "ecfr-current"
date: "2026-08-27"
url: "https://uscodex.org/cfr/17/chII-part247"
sections_count: 15
---

# Part 247 — Regulation R—exemptions and Definitions Related to the Exceptions for Banks from the Definition of Broker

Title 17 C.F.R. — Commodity and Securities Exchanges › Chapter II — Securities and Exchange Commission

## Sections

- [§247.100. Definition.](/cfr/17/247.100.md)
- [§247.700. Defined terms relating to the networking exception from the definition of “broker.”](/cfr/17/247.700.md)
- [§247.701. Exemption from the definition of “broker” for certain institutional referrals.](/cfr/17/247.701.md)
- [§247.721. Defined terms relating to the trust and fiduciary activities exception from the definition of “broker.”](/cfr/17/247.721.md)
- [§247.722. Exemption allowing banks to calculate trust and fiduciary compensation on a bank-wide basis.](/cfr/17/247.722.md)
- [§247.723. Exemptions for special accounts, transferred accounts, foreign branches and a de minimis number of accounts.](/cfr/17/247.723.md)
- [§247.740. Defined terms relating to the sweep accounts exception from the definition of “broker.”](/cfr/17/247.740.md)
- [§247.741. Exemption for banks effecting transactions in money market funds.](/cfr/17/247.741.md)
- [§247.760. Exemption from definition of “broker” for banks accepting orders to effect transactions in securities from or on behalf of custody accounts.](/cfr/17/247.760.md)
- [§247.771. Exemption from the definition of “broker” for banks effecting transactions in securities issued pursuant to Regulation S.](/cfr/17/247.771.md)
- [§247.772. Exemption from the definition of “broker” for banks engaging in securities lending transactions.](/cfr/17/247.772.md)
- [§247.775. Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in investment company securities.](/cfr/17/247.775.md)
- [§247.776. Exemption from the definition of “broker” for banks effecting certain excepted or exempted transactions in a company's securities for its employee benefit plans.](/cfr/17/247.776.md)
- [§247.780. Exemption for banks from liability under section 29 of the Securities Exchange Act of 1934.](/cfr/17/247.780.md)
- [§247.781. Exemption from the definition of “broker” for banks for a limited period of time.](/cfr/17/247.781.md)