---
kind: "section"
citation: "17 C.F.R. § 39.9"
title: "17"
number: "39.9"
heading: "Scope."
url: "https://uscodex.org/cfr/17/39.9"
---

# §39.9. Scope.


Except as otherwise provided by Commission order, the provisions of this subpart B apply to any derivatives clearing organization, as defined under section 1a(15) of the Act and [§ 1.3](/cfr/17/1.3.md) of this chapter, that is registered with the Commission as a derivatives clearing organization pursuant to [section 5b](/cfr/17/5b.md) of the Act. The provisions of this subpart B do not apply to any exempt derivatives clearing organization, as defined under [§ 39.2](/cfr/17/39.2.md).


## Notes

### Amendments

[86 FR 968, Jan. 7, 2021]

### Authority

Authority: 7 U.S.C. 2, 6(c), 7a-1, and 12a(5); 12 U.S.C. 5464; 15 U.S.C. 8325; Section 752 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, title VII, sec. 752, July 21, 2010, 124 Stat. 1749.

### Source

Source: 76 FR 69430, Nov. 8, 2011, unless otherwise noted.

### Amendments

[86 FR 968, Jan. 7, 2021]
