---
kind: "section"
citation: "17 C.F.R. § 38.700"
title: "17"
number: "38.700"
heading: "Core Principle 13."
url: "https://uscodex.org/cfr/17/38.700"
---

# §38.700. Core Principle 13.


The board of trade shall establish and enforce disciplinary procedures that authorize the board of trade to discipline, suspend, or expel members or market participants that violate the rules of the board of trade, or similar methods for performing the same functions, including delegation of the functions to third parties.


## Notes

### Source

Source: 77 FR 36700, June 19, 2012, unless otherwise noted.

### Authority

Authority: 7 U.S.C. 1a, 2, 6, 6a, 6c, 6d, 6e, 6f, 6g, 6i, 6j, 6k, 6l, 6m, 6n, 7, 7a-2, 7b, 7b-1, 7b-3, 8, 9, 15, and 21, as amended by the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, 124 Stat. 1376.

### Source

Source: 66 FR 42277, Aug. 10, 2001, unless otherwise noted.