---
kind: "section"
citation: "17 C.F.R. § 38.11"
title: "17"
number: "38.11"
heading: "Trade execution compliance schedule."
url: "https://uscodex.org/cfr/17/38.11"
---

# §38.11. Trade execution compliance schedule.

- (a) A swap transaction shall be subject to the requirements of section 2(h)(8) of the Act upon the later of:
  - (1) The applicable deadline established under the compliance schedule provided under [§ 50.25(b)](/cfr/17/50.25.md?p=b) of this chapter; or
  - (2) Thirty days after the available-to-trade determination submission or certification for that swap is, respectively, deemed approved under [§ 40.5](/cfr/17/40.5.md) of this chapter or deemed certified under [§ 40.6](/cfr/17/40.6.md) of this chapter.
- (b) Nothing in this section shall prohibit any counterparty from complying voluntarily with the requirements of section 2(h)(8) of the Act sooner than as provided in [paragraph (a)](#a) of this section.

## Notes

### Amendments

[78 FR 33630, June 4, 2013]

### Authority

Authority: 7 U.S.C. 1a, 2, 6, 6a, 6c, 6d, 6e, 6f, 6g, 6i, 6j, 6k, 6l, 6m, 6n, 7, 7a-2, 7b, 7b-1, 7b-3, 8, 9, 15, and 21, as amended by the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, 124 Stat. 1376.

### Source

Source: 66 FR 42277, Aug. 10, 2001, unless otherwise noted.

### Amendments

[78 FR 33630, June 4, 2013]