---
kind: "section"
citation: "17 C.F.R. § 37.703"
title: "17"
number: "37.703"
heading: "Monitoring for financial soundness."
url: "https://uscodex.org/cfr/17/37.703"
---

# §37.703. Monitoring for financial soundness.


A swap execution facility shall monitor its members to ensure that they continue to qualify as eligible contract participants as defined in [section 1a(18)](/cfr/17/1a.md?p=18) of the Act.


## Notes

### Authority

Authority: 7 U.S.C. 1a, 2, 5, 6, 6c, 7, 7a-2, 7b-3, and 12a, as amended by Titles VII and VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, 124 Stat. 1376.

### Source

Source: 78 FR 33582, June 4, 2013, unless otherwise noted.