---
kind: "section"
citation: "17 C.F.R. § 301.300a"
title: "17"
number: "301.300a"
heading: "Form 300-A, for summary of buy-ins or sell-outs of all open contractual commitments."
url: "https://uscodex.org/cfr/17/301.300a"
---

# §301.300a. Form 300-A, for summary of buy-ins or sell-outs of all open contractual commitments.


This form shall be filed as required by [§ 300.303](/cfr/17/300.303.md) of this chapter with the trustee in a proceeding under section 5 of the Act by a broker-dealer who executed transactions out of which arose open contractual commitments, as defined by [§ 300.300(c)](/cfr/17/300.300.md?p=c) of this chapter, with the debtor in the proceeding. The form shall be used to summarize the buy-ins and sell-outs of those open contractual commitments and shall be accompanied by the forms described in §§ [301.300b](/cfr/17/301.300b.md) and [301.300c](/cfr/17/301.300c.md).


## Notes

### Authority

Authority: Sec. 3, 84 Stat. 1636 (15 U.S.C. 78ccc), as amended by sec. 3, Pub. L. 95-283, 92 Stat. 249.

### Source

Source: 44 FR 21213, Apr. 9, 1979, unless otherwise noted.