---
kind: "section"
citation: "17 C.F.R. § 260.4d-9"
title: "17"
number: "260.4d-9"
heading: "Exemption for Canadian Trust Indentures from Specified Provisions of the Act."
url: "https://uscodex.org/cfr/17/260.4d-9"
---

# §260.4d-9. Exemption for Canadian Trust Indentures from Specified Provisions of the Act.


Any trust indenture filed in connection with offerings on a registration statement on Form S-1, ([§ 239.1](/cfr/17/239.1.md) of this chapter) F-7, F-8, F-9, F-10 or F-80 ([§§ 239.37 through 239.41](/cfr/17/239.37..239.41.md) of this chapter) shall be exempt from the operation of sections [310(a)(3)](/cfr/17/310.md?p=a-3) and [310(a)(4)](/cfr/17/310.md?p=a-4), [sections 310(b) through 316(a)](/cfr/17/310..316.md), and sections 316(c) through 318(a) of the Act; provided that the trust indenture is subject to:

- (a) **The Canada Business Corporations Act, R.** S. C. 1985;
- (b) **The Bank Act, R.** S. C. 1985;
- (c) **The Business Corporations Act, 1982 (Ontario), S.** O. 1982; or
- (d) The Company Act, R.S.B.C. 1979, C. 59.

## Notes

### Amendments

[56 FR 30077, July 1, 1991, as amended at 57 FR 36501, Aug. 13, 1992; 58 FR 33190, June 16, 1993; 73 FR 983, Jan. 4, 2008]

### Authority

Authority: 15 U.S.C. 77c, 77ddd, 77eee, 77ggg, 77nnn, 77sss, 78 ll (d), 80b-3, 80b-4, and 80b-11, unless otherwise noted.

### Source

Source: 5 FR 293, Jan. 25, 1940, unless otherwise noted.

### Amendments

[56 FR 30077, July 1, 1991, as amended at 57 FR 36501, Aug. 13, 1992; 58 FR 33190, June 16, 1993; 73 FR 983, Jan. 4, 2008]