---
kind: "section"
citation: "17 C.F.R. § 248.128"
title: "17"
number: "248.128"
heading: "Effective date, compliance date, and prospective application."
url: "https://uscodex.org/cfr/17/248.128"
---

# §248.128. Effective date, compliance date, and prospective application.

- (a) **Effective date.** This subpart is effective September 10, 2009.
- (b) **Mandatory compliance date.** Compliance with this subpart is required not later than January 1, 2010.
- (c) **Prospective application.** The provisions of this subpart do not prohibit you from using eligibility information that you receive from an affiliate to make a marketing solicitation to a consumer if you receive such information prior to January 1, 2010. For purposes of this section, you are deemed to receive eligibility information when such information is placed into a common database and is accessible by you.

## Notes

### Source

Source: 74 FR 40431, Aug. 11, 2009, unless otherwise noted.

### Authority

Authority: 15 U.S.C. 78q, 78q-1, 78 o- 4, 78 o- 5, 78w, 78mm, 80a-30, 80a-37, 80b-4, 80b-11, 1681m(e), 1681s(b), 1681s-3 and note, 1681w(a)(1), 6801-6809, and 6825; Pub. L. 111-203, secs. 1088(a)(8), (a)(10), and sec. 1088(b), 124 Stat. 1376 (2010).

### Source

Source: 65 FR 40362, June 29, 2000, unless otherwise noted.
