---
kind: "section"
citation: "17 C.F.R. § 243.103"
title: "17"
number: "243.103"
heading: "No effect on Exchange Act reporting status."
url: "https://uscodex.org/cfr/17/243.103"
---

# §243.103. No effect on Exchange Act reporting status.


A failure to make a public disclosure required solely by [§ 243.100](/cfr/17/243.100.md) shall not affect whether:

- (a) For purposes of Forms S-3 ([17 CFR 239.13](/cfr/17/239.13.md)), S-8 ([17 CFR 239.16b](/cfr/17/239.16b.md)) and SF-3 ([17 CFR 239.45](/cfr/17/239.45.md)) under the Securities Act of 1933 ([15 U.S.C. 77a](/usc/15/77a.md) et seq.), or Form N-2 (17 CFR [239.14](/cfr/17/239.14.md) and [274.11a-1](/cfr/17/274.11a-1.md)) under the Securities Act of 1933 ([15 U.S.C. 77a](/usc/15/77a.md) et seq.) and the Investment Company Act of 1940 ([15 U.S.C. 80a-1](/usc/15/80a-1.md) et seq.), an issuer is deemed to have filed all the material required to be filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. [78m](/usc/15/78m.md) or [78o(d)](/usc/15/78o.md?p=d)) or where applicable, has made those filings in a timely manner; or
- (b) There is adequate current public information about the issuer for purposes of [§ 230.144(c)](/cfr/17/230.144.md?p=c) of this chapter ([Rule 144(c)](/cfr/17/144.md?p=c)).

## Notes

### Amendments

[65 FR 51738, Aug. 24, 2000, as amended at 79 FR 57344, Sept. 24, 2014; 85 FR 33360, June 1, 2020]

### Authority

Authority: 15 U.S.C. 78c, 78i, 78j, 78m, 78o, 78w, 78mm, and 80a-29, unless otherwise noted.

### Source

Source: 65 FR 51738, Aug. 24, 2000, unless otherwise noted.

### Amendments

[65 FR 51738, Aug. 24, 2000, as amended at 79 FR 57344, Sept. 24, 2014; 85 FR 33360, June 1, 2020]