---
kind: "section"
citation: "17 C.F.R. § 242.817"
title: "17"
number: "242.817"
heading: "Trade execution compliance schedule."
url: "https://uscodex.org/cfr/17/242.817"
---

# §242.817. Trade execution compliance schedule.

- (a) A security-based swap transaction shall be subject to the requirements of section 3C(h) of the Act upon the later of:
  - (1) A determination by the Commission that the security-based swap is required to be cleared as set forth in [section 3C(a)](/cfr/17/3C.md?p=a) or any later compliance date that the Commission may establish as a term or condition of such determination or following a stay and review of such determination pursuant to section 3C(c) of the Act and [§ 240.3Ca-1](/cfr/17/240.3Ca-1.md) of this chapter thereunder; and
  - (2) Thirty days after the available-to-trade determination submission or certification for that security-based swap is, respectively, deemed approved under [§ 242.806](/cfr/17/242.806.md) or deemed certified under [§ 242.807](/cfr/17/242.807.md).
- (b) Nothing in this section shall prohibit any counterparty from complying voluntarily with the requirements of section 3C(h) of the Act sooner than as provided in [paragraph (a)](#a) of this section.

## Notes

### Source

Source: 88 FR 87285, Dec. 15, 2023, unless otherwise noted.

### Authority

Authority: 15 U.S.C. 77g, 77q(a), 77s(a), 78b, 78c, 78c-4, 78g(c)(2), 78i(a), 78j, 78k-1(c), 78 l, 78m, 78n, 78 o (b), 78 o (c), 78 o (g), 78q(a), 78q(b), 78q(h), 78w(a), 78dd-1, 78mm, 80a-23, 80a-29, 80a-37, and 8343.

### Source

Source: 62 FR 544, Jan. 3, 1997, unless otherwise noted.