---
kind: "section"
citation: "17 C.F.R. § 242.810"
title: "17"
number: "242.810"
heading: "Product filings by security-based swap execution facilities that are not yet registered and by dormant security-based swap execution facilities."
url: "https://uscodex.org/cfr/17/242.810"
---

# §242.810. Product filings by security-based swap execution facilities that are not yet registered and by dormant security-based swap execution facilities.

- (a) An applicant for registration as a security-based swap execution facility may submit a security-based swap's terms and conditions prior to listing the product as part of its application for registration.
- (b) Any security-based swap terms and conditions or rules submitted as part of a security-based swap execution facility's application for registration shall be considered for approval by the Commission at the time the Commission issues the security-based swap execution facility's order of registration.
- (c) After the Commission issues the order of registration, the security-based swap execution facility shall submit a security-based swap's terms and conditions, including amendments to such terms and conditions, new rules, or rule amendments pursuant to the procedures in §§ [242.804](/cfr/17/242.804.md), [242.805](/cfr/17/242.805.md), [242.806](/cfr/17/242.806.md), and [242.807](/cfr/17/242.807.md).
- (d) Any security-based swap terms and conditions or rules submitted as part of an application to reinstate the registration of a dormant security-based swap execution facility shall be considered for approval by the Commission at the time the Commission approves the reinstatement of registration of the dormant security-based swap execution facility.

## Notes

### Source

Source: 88 FR 87285, Dec. 15, 2023, unless otherwise noted.

### Authority

Authority: 15 U.S.C. 77g, 77q(a), 77s(a), 78b, 78c, 78c-4, 78g(c)(2), 78i(a), 78j, 78k-1(c), 78 l, 78m, 78n, 78 o (b), 78 o (c), 78 o (g), 78q(a), 78q(b), 78q(h), 78w(a), 78dd-1, 78mm, 80a-23, 80a-29, 80a-37, and 8343.

### Source

Source: 62 FR 544, Jan. 3, 1997, unless otherwise noted.