---
kind: "section"
citation: "17 C.F.R. § 239.14"
title: "17"
number: "239.14"
heading: "Form N-2 for closed end management investment companies registered on Form N-8A."
url: "https://uscodex.org/cfr/17/239.14"
---

# §239.14. Form N-2 for closed end management investment companies registered on Form N-8A.


Form N-2 shall be used for registration under the Securities Act of 1933 of securities of all closed end management investment companies registered under the Investment Company Act of 1940 on form N-8A ([§ 274.10](/cfr/17/274.10.md) of this chapter). This form is also to be used for the registration statement of such companies pursuant to section 8(b) of the Investment Company Act of 1940 ([§ 274.11a-1](/cfr/17/274.11a-1.md) of this chapter). This form is not applicable for small business investment companies which register pursuant to §§ [239.24](/cfr/17/239.24.md) and [274.5](/cfr/17/274.5.md) of this chapter.


## Notes

### Amendments

[43 FR 39554, Sept. 5, 1978]

### Authority

Authority: 15 U.S.C. 77c, 77f, 77g, 77h, 77j, 77s, 77z-2, 77z-3, 77sss, 78c, 78 l, 78m, 78n, 78 o (d), 78 o -7 note, 78u-5, 78w(a), 78 ll, 78mm, 80a-2(a), 80a-3, 80a-8, 80a-9, 80a-10, 80a-13, 80a-24, 80a-26, 80a-29, 80a-30, 80a-37, and sec. 71003 and sec. 84001, Pub. L. 114-94, 129 Stat. 1321, unless otherwise noted. Sections 239.31, 239.32 and 239.33 are also issued under 15 U.S.C. 78 l, 78m, 78 o, 78w, 80a-8, 80a-29, 80a-30, 80a-37 and 12 U.S.C. 241. Sections 239.63 and 239.64 are also issued under 15 U.S.C. 77f, 77g, 77h, 77j, 77s(a), 77sss(a), 78c(b), 78 l, 78m, 78n, 78o(d), 78w(a), 80a-8, 80a-24, 80a-29, and 80a-37.

### Source

Source: 33 FR 18991, Dec. 20, 1968, unless otherwise noted.

### Amendments

[43 FR 39554, Sept. 5, 1978]