---
kind: "section"
citation: "17 C.F.R. § 229.1008"
title: "17"
number: "229.1008"
heading: "(Item 1008) Interest in securities of the subject company."
url: "https://uscodex.org/cfr/17/229.1008"
---

# §229.1008. (Item 1008) Interest in securities of the subject company.

- (a) **Securities ownership.** State the aggregate number and percentage of subject securities that are beneficially owned by each person named in response to Item 1003 of Regulation M-A ([§ 229.1003](/cfr/17/229.1003.md)) and by each associate and majority-owned subsidiary of those persons. Give the name and address of any associate or subsidiary.
- (b) **Securities transactions.** Describe any transaction in the subject securities during the past 60 days. The description of transactions required must include, but not necessarily be limited to:
  - (1) The identity of the persons specified in the Instruction to this section who effected the transaction;
  - (2) The date of the transaction;
  - (3) The amount of securities involved;
  - (4) The price per share; and
  - (5) Where and how the transaction was effected.

## Notes

### Source

Source: 64 FR 61443, Nov. 10, 1999, unless otherwise noted.

### Authority

Authority: 15 U.S.C. 77e, 77f, 77g, 77h, 77j, 77k, 77s, 77z-2, 77z-3, 77aa(25), 77aa(26), 77ddd, 77eee, 77ggg, 77hhh, 77iii, 77jjj, 77nnn, 77sss, 78c, 78i, 78j, 78j-3, 78l, 78m, 78n, 78n-1, 78o, 78u-5, 78w, 78ll, 78 mm, 80a-8, 80a-9, 80a-20, 80a-29, 80a-30, 80a-31(c), 80a-37, 80a-38(a), 80a-39, 80b-11 and 7201 et seq.; 18 U.S.C. 1350; sec. 953(b), Pub. L. 111-203, 124 Stat. 1904 (2010); and sec. 102(c), Pub. L. 112-106, 126 Stat. 310 (2012).

### Source

Source: 47 FR 11401, Mar. 16, 1982, unless otherwise noted.
