---
kind: "section"
citation: "17 C.F.R. § 202.8"
title: "17"
number: "202.8"
heading: "Small entity compliance guides."
url: "https://uscodex.org/cfr/17/202.8"
---

# §202.8. Small entity compliance guides.


The following small entity compliance guides are available to the public from the Commission's Publications Room and regional offices:

- (a) **Q & A: Small Business and the SEC.** 1
- (b) **The Work of the SEC.** 1
- (c) **Broker-Dealer Registration Package.**
- (d) **Investment Adviser Registration Package.**
- (e) **Investment Company Registration Package.**
- (f) **Examination Information for Broker-Dealers, Transfer Agents, Investment Advisers and Investment Companies.**

## Notes

### Amendments

[62 FR 4105, Jan. 28, 1997]

### Authority

Authority: 15 U.S.C. 77s, 77t, 77sss, 77uuu, 78d-1, 78u, 78w, 80a-37, 80a-41, 80b-9, 80b-11, and 7202, unless otherwise noted. Section 202.9 is also issued under sec. 223, 110 Stat. 859 (Mar. 29, 1996).

### Source

Source: 25 FR 6736, July 15, 1960, unless otherwise noted.

### Amendments

[62 FR 4105, Jan. 28, 1997]