---
kind: "section"
citation: "17 C.F.R. § 200.311"
title: "17"
number: "200.311"
heading: "Inspector General exemptions."
url: "https://uscodex.org/cfr/17/200.311"
---

# §200.311. Inspector General exemptions.

- (a) Pursuant to, and limited by [5 U.S.C. 552a(j)(2)](/usc/5/552a.md?p=j-2), the system of records maintained by the Office of Inspector General of the Commission that contains investigative files is exempt from the provisions of [5 U.S.C. 552a](/usc/5/552a.md), except sections (b), (c)(1) and (2), (e)(4)(A) through (F), (e)(6), (e)(7), (e)(9), (e)(10), and (e)(11), and (i), and [§§ 200.303 through 200.309](/cfr/17/200.303..200.309.md), insofar as the system contains information pertaining to criminal law enforcement investigations.
- (b) Pursuant to, and limited by [5 U.S.C. 552a(k)(2)](/usc/5/552a.md?p=k-2), the system of records maintained by the Office of Inspector General of the Commission that contains investigative files is exempt from 5 U.S.C. [552a(c)(3)](/usc/5/552a.md?p=c-3), [(d)](/usc/5/552a.md?p=c-d), [(e)(1)](/usc/5/552a.md?p=e-1), [(e)(4)(G)](/usc/5/552a.md?p=e-4-G), [(e)(4)(H)](/usc/5/552a.md?p=e-4-H), [(e)(4)(I)](/usc/5/552a.md?p=e-4-I), and [(f)](/usc/5/552a.md?p=e-4-f) and [§§ 200.303 through 200.309](/cfr/17/200.303..200.309.md), insofar as it contains investigatory materials compiled for law enforcement purposes.

## Notes

### Source

Source: 88 FR 65811, Sept. 26, 2023, unless otherwise noted.

### Authority

Authority: 5 U.S.C. 552, 552a, 552b, and 557; 11 U.S.C. 901 and 1109(a); 15 U.S.C. 77c, 77e, 77f, 77g, 77h, 77j, 77 o, 77q, 77s, 77u, 77z-3, 77ggg(a), 77hhh, 77sss, 77uuu, 78b, 78c(b), 78d, 78d-1, 78d-2, 78e, 78f, 78g, 78h, 78i, 78k, 78k-1, 78 l, 78m, 78n, 78 o, 78 o -4, 78q, 78q-1, 78t-1, 78u, 78w, 78 ll (d), 78mm, 78eee, 80a-8, 80a-20, 80a-24, 80a-29, 80a-37, 80a-41, 80a-44(a), 80a-44(b), 80b-3, 80b-4, 80b-5, 80b-9, 80b-10(a), 80b-11, 7202, and 7211 et seq.; 29 U.S.C. 794; 44 U.S.C. 3506 and 3507; Reorganization Plan No. 10 of 1950 (15 U.S.C. 78d); sec. 8G, Pub. L. 95-452, 92 Stat. 1101 (5 U.S.C. App.); sec. 913, Pub. L. 111-203, 124 Stat. 1376, 1827; sec. 3(a), Pub. L. 114-185, 130 Stat. 538; E.O. 11222, 30 FR 6469, 3 CFR, 1964-1965 Comp., p. 36; E.O. 12356, 47 FR 14874, 3 CFR, 1982 Comp., p. 166; E.O. 12600, 52 FR 23781, 3 CFR, 1987 Comp., p. 235; Information Security Oversight Office Directive No. 1, 47 FR 27836; and 5 CFR 735.104 and 5 CFR parts 2634 and 2635, unless otherwise noted.

### Source

Source: 25 FR 6719, July 15, 1960, unless otherwise noted.