---
kind: "section"
citation: "17 C.F.R. § 18.04"
title: "17"
number: "18.04"
heading: "Statement of reporting trader."
url: "https://uscodex.org/cfr/17/18.04"
---

# §18.04. Statement of reporting trader.

- (a) Every trader who owns, holds, or controls a reportable futures and option position shall after a special call upon such trader by the Commission or its designee file with the Commission a “Statement of Reporting Trader” on the Form 40, to be completed in accordance with the instructions thereto, at such time and place as directed in the call.
- (b) Every volume threshold account controller, person who owns a volume threshold account, reportable sub-account controller, and person who owns a reportable sub-account shall after a special call upon such person by the Commission or its designee file with the Commission a “Statement of Reporting Trader” on the Form 40, to be completed in accordance with the instructions thereto, at such time and place as directed in the call.

## Notes

### Amendments

[78 FR 69259, Nov. 18, 2013

### Authority

Authority: 7 U.S.C. 2, 4, 5, 6a, 6c, 6f, 6g, 6i, 6k, 6m, 6n, 6t, 12a, and 19.

### Amendments

[78 FR 69259, Nov. 18, 2013