---
kind: "section"
citation: "17 C.F.R. § 12.404"
title: "17"
number: "12.404"
heading: "The record of proceedings."
url: "https://uscodex.org/cfr/17/12.404"
---

# §12.404. The record of proceedings.


The record of proceedings on appeal before the Commission shall include: The pleadings; motions and requests filed, and rulings thereon; the transcript of the testimony taken at an oral hearing, together with the exhibits filed therein; the transcript of testimony taken during an oral examination by telephone; any statements or stipulations filed in any proceeding; any documents or papers filed in connection with prehearing conferences; such proposed findings of fact, conclusions, and orders and briefs as may have been permitted to be filed in connection with an oral hearing; such statements of objections, and briefs in support thereof, as may have been filed in the proceedings; and the initial (or final) decision, or other order disposing of issues in the proceeding.


## Notes

### Amendments

[49 FR 6621, Feb. 22, 1984, as amended at 59 FR 9638, Mar. 1, 1994]

### Authority

Authority: 7 U.S.C. 2(a)(12), 12a(5), and 18.

### Source

Source: 49 FR 6621, Feb. 22, 1984, unless otherwise noted.

### Amendments

[49 FR 6621, Feb. 22, 1984, as amended at 59 FR 9638, Mar. 1, 1994]