---
kind: "section"
citation: "16 C.F.R. § 803.6"
title: "16"
number: "803.6"
heading: "Certification."
url: "https://uscodex.org/cfr/16/803.6"
---

# §803.6. Certification.

- (a) The notification required by the act shall be certified:
  - (1) In the case of a partnership, by any general partner thereof;
  - (2) In the case of a corporation, by any officer or director thereof;
  - (3) In the case of a person lacking officers, directors, or partners, by any individual exercising similar functions;
  - (4) In the case of a natural person, by such natural person or his or her legal representative;
  - (5) In the case of the estate of a deceased natural person, by any duly authorized legal representative of such estate.
- (b) Additional information or documentary material submitted in response to a request pursuant to [section 7A(e)](/cfr/16/7A.md?p=e) and [§ 803.20](/cfr/16/803.20.md) shall be accompanied by a certification in the format appearing at the end of the Notification and Report Form, completed in accordance with [paragraph (a)](#a) of this section by the person or individual to whom it was directed.
- (c) In all cases, the certifying individual must possess actual authority to make the certification on behalf of the person filing notification.

## Notes

### Amendments

[43 FR 33548, July 31, 1978, as amended at 48 FR 34429, July 29, 1983]

### Authority

Authority: 15 U.S.C. 18a(d); 15 U.S.C. 18b.

### Source

Source: 43 FR 33548, July 31, 1978, unless otherwise noted.

### Amendments

[43 FR 33548, July 31, 1978, as amended at 48 FR 34429, July 29, 1983]