---
kind: "unit"
title: "13"
title_heading: "Business Credit and Assistance"
key: "chI/part107/subpartI"
level: "subpart"
label: "Subpart I"
heading: "SBA Financial Assistance for Licensees (Leverage)"
release: "ecfr-current"
date: "2026-08-27"
url: "https://uscodex.org/cfr/13/chI-part107-subpartI"
sections_count: 41
---

# Subpart I — SBA Financial Assistance for Licensees (Leverage)

Title 13 C.F.R. — Business Credit and Assistance › Chapter I — Small Business Administration › Part 107 — Small Business Investment Companies

## Sections

- [§107.1100. Types of Leverage and application procedures.](/cfr/13/107.1100.md)
- [§107.1120. General eligibility requirements for Leverage.](/cfr/13/107.1120.md)
- [§107.1130. Leverage fees and Annual Charges.](/cfr/13/107.1130.md)
- [§107.1140. Reserved](/cfr/13/107.1140.md)
- [§107.1150. Maximum amount of Leverage.](/cfr/13/107.1150.md)
- [§107.1160. Reserved](/cfr/13/107.1160.md)
- [§107.1180. Required distributions to SBA by Early Stage SBICs.](/cfr/13/107.1180.md)
- [§107.1181. Interest reserve requirements for Early Stage SBICs.](/cfr/13/107.1181.md)
- [§107.1182. Valuation requirements for Early Stage SBICs based on Capital Impairment Percentage.](/cfr/13/107.1182.md)
- [§107.1200. SBA's Leverage commitment to a Licensee—application procedure, amount, and term.](/cfr/13/107.1200.md)
- [§107.1210. Payment of leverage fee upon receipt of commitment.](/cfr/13/107.1210.md)
- [§107.1220. Requirement for Licensee to file quarterly financial statements.](/cfr/13/107.1220.md)
- [§107.1230. Draw-downs by Licensee under SBA's Leverage commitment.](/cfr/13/107.1230.md)
- [§107.1240. Funding of Licensee's draw request through sale to short-term investor.](/cfr/13/107.1240.md)
- [§107.1400. Reserved](/cfr/13/107.1400.md)
- [§107.1410. Reserved](/cfr/13/107.1410.md)
- [§107.1420. Reserved](/cfr/13/107.1420.md)
- [§107.1430. Reserved](/cfr/13/107.1430.md)
- [§107.1440. Reserved](/cfr/13/107.1440.md)
- [§107.1450. Reserved](/cfr/13/107.1450.md)
- [§107.1500. General description of Participating Securities.](/cfr/13/107.1500.md)
- [§107.1505. Liquidity requirements for Licensees issuing Participating Securities.](/cfr/13/107.1505.md)
- [§107.1510. How a Licensee computes Earmarked Profit (Loss).](/cfr/13/107.1510.md)
- [§107.1520. How a Licensee computes and allocates Prioritized Payments to SBA.](/cfr/13/107.1520.md)
- [§107.1530. How a Licensee computes SBA's Profit Participation.](/cfr/13/107.1530.md)
- [§107.1540. Distributions by Licensee—Prioritized Payments and Adjustments.](/cfr/13/107.1540.md)
- [§107.1550. Distributions by Licensee—permitted “tax Distributions” to private investors and SBA.](/cfr/13/107.1550.md)
- [§107.1560. Distributions by Licensee—required Distributions to private investors and SBA.](/cfr/13/107.1560.md)
- [§107.1570. Distributions by Licensee—optional Distribution to private investors and SBA.](/cfr/13/107.1570.md)
- [§107.1575. Distributions on other than Payment Dates.](/cfr/13/107.1575.md)
- [§107.1580. Special rules for In-Kind Distributions by Licensees.](/cfr/13/107.1580.md)
- [§107.1585. ][Reserved](/cfr/13/107.1585.md)
- [§107.1590. Reserved](/cfr/13/107.1590.md)
- [§107.1600. SBA authority to issue and guarantee Trust Certificates.](/cfr/13/107.1600.md)
- [§107.1610. Effect of prepayment or early redemption of Leverage on a Trust Certificate.](/cfr/13/107.1610.md)
- [§107.1620. Functions of agents, including Central Registration Agent, Selling Agent and Fiscal Agent.](/cfr/13/107.1620.md)
- [§107.1630. SBA regulation of Brokers and Dealers and disclosure to purchasers of Leverage or Trust Certificates.](/cfr/13/107.1630.md)
- [§107.1640. SBA access to records of the CRA, Brokers, Dealers and Pool or Trust assemblers.](/cfr/13/107.1640.md)
- [§107.1700. Transfer by SBA of its interest in Licensee's Leverage security.](/cfr/13/107.1700.md)
- [§107.1710. SBA authority to collect or compromise its claims.](/cfr/13/107.1710.md)
- [§107.1720. Characteristics of SBA's guarantee.](/cfr/13/107.1720.md)