---
kind: "unit"
title: "13"
title_heading: "Business Credit and Assistance"
key: "chI/part107/subpartD"
level: "subpart"
label: "Subpart D"
heading: "Changes in Ownership, Control, or Structure of Licensee; Transfer of License"
release: "ecfr-current"
date: "2026-08-27"
url: "https://uscodex.org/cfr/13/chI-part107-subpartD"
sections_count: 9
---

# Subpart D — Changes in Ownership, Control, or Structure of Licensee; Transfer of License

Title 13 C.F.R. — Business Credit and Assistance › Chapter I — Small Business Administration › Part 107 — Small Business Investment Companies

## Sections

- [§107.400. Changes in ownership of 10 percent or more of Licensee but no change of Control.](/cfr/13/107.400.md)
- [§107.410. Changes in Control of Licensee (through change in ownership or otherwise).](/cfr/13/107.410.md)
- [§107.420. Prohibition on exercise of ownership or Control rights in Licensee before SBA approval.](/cfr/13/107.420.md)
- [§107.430. Notification to SBA of transactions that may change ownership or Control.](/cfr/13/107.430.md)
- [§107.440. Standards governing prior SBA approval for a proposed transfer of Control.](/cfr/13/107.440.md)
- [§107.450. Notification to SBA of pledge of Licensee's shares.](/cfr/13/107.450.md)
- [§107.460. Reserved](/cfr/13/107.460.md)
- [§107.470. SBA approval of merger, consolidation, or reorganization of Licensee.](/cfr/13/107.470.md)
- [§107.475. Transfer of license.](/cfr/13/107.475.md)