---
kind: "section"
citation: "13 C.F.R. § 134.612"
title: "13"
number: "134.612"
heading: "What must a net worth exhibit contain?"
url: "https://uscodex.org/cfr/13/134.612"
---

# §134.612. What must a net worth exhibit contain?

- (a) A net worth exhibit may be in any format, but it must contain:
  - (1) List of all assets and liabilities for you and each affiliate in detail sufficient to show your eligibility;
  - (2) Aggregate net worth for you and all affiliates; and
  - (3) Description of any transfers of assets from, or obligations incurred by, you or your affiliates within one year prior to the initiation of the administrative proceeding which reduced your net worth below the eligibility ceiling, or a statement that no such transfers occurred.
- (b) The net worth exhibit must be filed with your application, but will not be part of the public record of the proceeding. Further, in accordance with the provisions of [§ 134.204(g)](/cfr/13/134.204.md?p=g), you need not serve your net worth exhibit on other parties.

## Notes

### Source

Source: 61 FR 2683, Jan. 29, 1996, unless otherwise noted. Redesignated at 63 FR 35766, June 30, 1998, and 70 FR 8927, Feb. 24, 2005.

### Authority

Authority: 5 U.S.C. 504; 15 U.S.C. 632, 634(b)(6), 634(i), 637(a), 648(l), 656(i), 657t and 687(c); E.O. 12549, 51 FR 6370, 3 CFR, 1986 Comp., p. 189. Subpart J issued under 15 U.S.C. 657f. Subpart K issued under 15 U.S.C. 657f. Subpart L issued under 15 U.S.C. 636(a)(36); Pub. L. 116-136, 134 Stat. 281; Pub. L. 116-139, 134 Stat. 620; Pub. L. 116-142, 134 Stat. 641; and Pub. L. 116-147, 134 Stat. 660. Subpart M issued under 15 U.S.C. 657a; Pub. L. 117-81, 135 Stat. 1541.

### Source

Source: 61 FR 2683, Jan. 29, 1996, unless otherwise noted.