---
kind: "section"
citation: "13 C.F.R. § 120.1051"
title: "13"
number: "120.1051"
heading: "Frequency of reviews and examinations."
url: "https://uscodex.org/cfr/13/120.1051"
---

# §120.1051. Frequency of reviews and examinations.


SBA may conduct reviews and examinations of SBA Lenders and Intermediaries on a periodic basis. SBA may consider, but is not limited to, the following factors in determining frequency:

- (a) Results of monitoring, including an SBA Lender's or Intermediary's Risk Rating;
- (b) SBA loan portfolio size;
- (c) Previous review or examination findings;
- (d) Responsiveness in correcting deficiencies noted in prior reviews or examinations; and
- (e) **Such other risk-related information as SBA, in its discretion, determines to be appropriate.**

## Notes

### Amendments

[73 FR 75519, Dec. 11, 2008, as amended at 82 FR 39504, Aug. 21, 2017; 85 FR 14781, Mar. 16, 2020]

### Source

Source: 72 FR 25194, May 4, 2007, unless otherwise noted.

### Authority

Authority: 15 U.S.C. 634(b) (6), (b) (7), (b) (14), (h), and note, 636(a), (h) and (m), 650, 687(f), 696(3) and (7), and 697(a) and (e); sec. 521, Pub. L. 114-113, 129 Stat. 2242; sec. 328(a), Pub. L. 116-260, 134 Stat. 1182.

### Source

Source: 61 FR 3235, Jan. 31, 1996, unless otherwise noted.

### Amendments

[73 FR 75519, Dec. 11, 2008, as amended at 82 FR 39504, Aug. 21, 2017; 85 FR 14781, Mar. 16, 2020]