---
kind: "section"
citation: "13 C.F.R. § 120.1000"
title: "13"
number: "120.1000"
heading: "Risk-Based Lender Oversight."
url: "https://uscodex.org/cfr/13/120.1000"
---

# §120.1000. Risk-Based Lender Oversight.

- (a) **Risk-Based Lender Oversight.** SBA monitors, supervises, examines, regulates, and enforces laws against SBA Supervised Lenders and the SBA operations of SBA Lenders and Intermediaries.
- (b) **Scope.** Most rules and standards set forth in this subpart apply to SBA Lenders as well as Intermediaries; however, SBA has separate regulations for enforcement grounds and formal enforcement actions for Intermediaries at §§ [120.1425](/cfr/13/120.1425.md) and [120.1540](/cfr/13/120.1540.md).

## Notes

### Amendments

[85 FR 14781, Mar. 16, 2020]

### Source

Source: 72 FR 25194, May 4, 2007, unless otherwise noted.

### Authority

Authority: 15 U.S.C. 634(b) (6), (b) (7), (b) (14), (h), and note, 636(a), (h) and (m), 650, 687(f), 696(3) and (7), and 697(a) and (e); sec. 521, Pub. L. 114-113, 129 Stat. 2242; sec. 328(a), Pub. L. 116-260, 134 Stat. 1182.

### Source

Source: 61 FR 3235, Jan. 31, 1996, unless otherwise noted.

### Amendments

[85 FR 14781, Mar. 16, 2020]