---
kind: "section"
citation: "13 C.F.R. § 108.506"
title: "13"
number: "108.506"
heading: "Safeguarding the NMVC Company's assets/Internal controls."
url: "https://uscodex.org/cfr/13/108.506"
---

# §108.506. Safeguarding the NMVC Company's assets/Internal controls.


You must adopt a plan to safeguard your assets and monitor the reliability of your financial data, personnel, Portfolio, funds and equipment. You must provide your bank and custodian with a certified copy of your resolution or other formal document describing your control procedures.


## Notes

### Authority

Authority: 15 U.S.C. 689-689q.

### Source

Source: 66 FR 28609, May 23, 2001, unless otherwise noted.