---
kind: "unit"
title: "12"
title_heading: "Banks and Banking"
key: "chI/part12"
level: "part"
label: "Part 12"
heading: "Recordkeeping and Confirmation Requirements for Securities Transactions"
release: "ecfr-current"
date: "2026-08-27"
url: "https://uscodex.org/cfr/12/chI-part12"
sections_count: 9
---

# Part 12 — Recordkeeping and Confirmation Requirements for Securities Transactions

Title 12 C.F.R. — Banks and Banking › Chapter I — Comptroller of the Currency, Department of the Treasury

## Sections

- [§12.1. Authority, purpose, and scope.](/cfr/12/12.1.md)
- [§12.2. Definitions.](/cfr/12/12.2.md)
- [§12.3. Recordkeeping.](/cfr/12/12.3.md)
- [§12.4. Content and time of notification.](/cfr/12/12.4.md)
- [§12.5. Notification by agreement; alternative forms and times of notification.](/cfr/12/12.5.md)
- [§12.6. Fees.](/cfr/12/12.6.md)
- [§12.7. Securities trading policies and procedures.](/cfr/12/12.7.md)
- [§12.8. Waivers.](/cfr/12/12.8.md)
- [§12.9. Settlement of securities transactions.](/cfr/12/12.9.md)