---
kind: "section"
citation: "12 C.F.R. § 336.13"
title: "12"
number: "336.13"
heading: "Penalties."
url: "https://uscodex.org/cfr/12/336.13"
---

# §336.13. Penalties.

- (a) **Penalties under section 10(k) of the FDI Act.** A senior examiner of the FDIC who violates the post-employment restrictions set forth in [§ 336.12](/cfr/12/336.12.md) shall be subject to the following penalties—
  - (1) **An order—**
    - (i) Removing such person from office or prohibiting such person from further participation in the affairs of the relevant insured depository institution or company (including a bank holding company or savings and loan holding company) that controls such institution for a period of up to five years, and
    - (ii) Prohibiting any further participation by such person, in any manner, in the affairs of any insured depository institution for a period of up to five years; or
  - (2) A civil monetary penalty of not more than $250,000; or
  - (3) **Both.**
- (b) **Enforcement by appropriate Federal banking agency of hiring entity.** Violations of [§ 336.12](/cfr/12/336.12.md) shall be enforced by the appropriate Federal banking agency of the depository institution, depository institution holding company, or other company at which the violation occurred, as determined under [section 10(k)(6)](/cfr/12/10.md?p=k-6), which may be an agency other than the FDIC.
- (c) **Scope of prohibition orders.** Any senior examiner who is subject to an order issued under [paragraph (a)(1)](#a-1) of this section shall, as required by [12 U.S.C. 1820(k)(6)(B)](/usc/12/1820.md?p=k-6-B), be subject to paragraphs (6) and (7) of section 8(e) in the same manner and to the same extent as a person subject to an order issued under [section 8(e)](/cfr/12/8.md?p=e).
- (d) **Other penalties.** The penalties set forth in [paragraph (a)](#a) of this section are not exclusive, and a senior examiner who violates the restrictions in [§ 336.12](/cfr/12/336.12.md) may also be subject to other administrative, civil, or criminal remedies or penalties as provided by law.

## Notes

### Source

Source: 70 FR 69639, Nov. 17, 2005, unless otherwise noted.

### Authority

Authority: 12 U.S.C. 1819 and 1820(k).

### Source

Source: 61 FR 28728, June 6, 1996, unless otherwise noted.