---
kind: "section"
citation: "12 C.F.R. § 335.613"
title: "12"
number: "335.613"
heading: "Annual statement of beneficial ownership of securities (Form 5)."
url: "https://uscodex.org/cfr/12/335.613"
---

# §335.613. Annual statement of beneficial ownership of securities (Form 5).


This form shall be filed in lieu of SEC Form 5 pursuant to SEC Rules for annual statements of beneficial ownership of securities. The FDIC is authorized to solicit the information required by this form pursuant to sections 16(a) and 23(a) of the Exchange Act (15 U.S.C. [78p](/usc/15/78p.md) and [78w](/usc/15/78w.md)) and the rules and regulations thereunder. SEC regulations referenced in this form are codified at [17 CFR part 240](/cfr/17/part240.md).


## Notes

### Amendments

[75 FR 73950, Nov. 30, 2010]

### Authority

Authority: 12 U.S.C. 1819; 15 U.S.C. 78j-1, 78l(i), 78m, 78n, 78p, 78w, 5412, 5414, 5415, 7241, 7242, 7243, 7244, 7261, 7262, 7264, and 7265.

### Source

Source: 62 FR 6856, Feb. 14, 1997, unless otherwise noted.

### Amendments

[75 FR 73950, Nov. 30, 2010]