---
kind: "section"
citation: "12 C.F.R. § 335.321"
title: "12"
number: "335.321"
heading: "Maintenance of records and issuer's representations in connection with required reports."
url: "https://uscodex.org/cfr/12/335.321"
---

# §335.321. Maintenance of records and issuer's representations in connection with required reports.


The provisions of the applicable and currently effective SEC regulations under 13(b) of the Exchange Act shall be followed as codified at [17 CFR part 240](/cfr/17/part240.md).


## Notes

### Amendments

[75 FR 73949, Nov. 30, 2010]

### Authority

Authority: 12 U.S.C. 1819; 15 U.S.C. 78j-1, 78l(i), 78m, 78n, 78p, 78w, 5412, 5414, 5415, 7241, 7242, 7243, 7244, 7261, 7262, 7264, and 7265.

### Source

Source: 62 FR 6856, Feb. 14, 1997, unless otherwise noted.

### Amendments

[75 FR 73949, Nov. 30, 2010]