---
kind: "section"
citation: "12 C.F.R. § 151.80"
title: "12"
number: "151.80"
heading: "How do I provide a registered broker-dealer confirmation?"
url: "https://uscodex.org/cfr/12/151.80"
---

# §151.80. How do I provide a registered broker-dealer confirmation?

- (a) If you elect to satisfy [§ 151.70](/cfr/12/151.70.md) by providing the customer with a registered broker-dealer confirmation, you must provide the confirmation by having the registered broker-dealer send the confirmation directly to the customer or by sending a copy of the registered broker-dealer's confirmation to the customer within one business day after you receive it.
- (b) Unless you have determined remuneration in a written agreement with the customer, if you have received or will receive remuneration from any source, including the customer, in connection with the transaction, you must provide a statement of the source and amount of the remuneration in addition to the registered broker-dealer confirmation described in [paragraph (a)](#a) of this section.

## Notes

### Amendments

[76 FR 49008, Aug. 9, 2011, as amended at 82 FR 8110, Jan. 23, 2017]

### Authority

Authority: 12 U.S.C. 1462a, 1463, 1464, 5412(b)(2)(B).

### Source

Source: 76 FR 49008, Aug. 9, 2011, unless otherwise noted.

### Amendments

[76 FR 49008, Aug. 9, 2011, as amended at 82 FR 8110, Jan. 23, 2017]