---
kind: "section"
citation: "12 C.F.R. § 13.1"
title: "12"
number: "13.1"
heading: "Scope."
url: "https://uscodex.org/cfr/12/13.1"
---

# §13.1. Scope.


This part applies to national banks that have filed notice as, or are required to file notice as, government securities brokers or dealers pursuant to section 15C of the Securities Exchange Act ([15 U.S.C. 78o-5](/usc/15/78o-5.md)) and Department of the Treasury rules under [section 15C](/cfr/12/15C.md) ([17 CFR 400.1(d)](/cfr/17/400.1.md?p=d) and [part 401](/cfr/12/part401.md)).


## Notes

### Authority

Authority: 12 U.S.C. 1 et seq., and 93a; 15 U.S.C. 78o-5.

### Source

Source: 62 FR 13283, Mar. 19, 1997, unless otherwise noted.