---
kind: "section"
citation: "10 C.F.R. § 13.14"
title: "10"
number: "13.14"
heading: "Separation of functions."
url: "https://uscodex.org/cfr/10/13.14"
---

# §13.14. Separation of functions.

- (a) The investigating official, the reviewing official, and any employee or agent of the authority who takes part in investigating, preparing, or presenting a particular case may not, in such case or a factually related case—
  - (1) Participate in the hearing as the ALJ;
  - (2) Participate or advise in the initial decision or the review of the initial decision by the authority head, except as a witness or a representative in public proceedings; or
  - (3) Make the collection of penalties and assessments under [31 U.S.C. 3806](/usc/31/3806.md).
- (b) The ALJ shall not be responsible to, or subject to the supervision or direction of, the investigating official or the reviewing official.
- (c) Except as provided in [paragraph (a)](#a) of this section, the representative for the Government may be employed anywhere in the authority, including in the offices of either the investigating official or the reviewing official.

## Notes

### Amendments

[56 FR 47135, Sept. 18, 1991; 56 FR 64839, Dec. 12, 1991]

### Authority

Authority: 31 U.S.C. 3801 through 3812; 44 U.S.C. 3504 note. Section 13.3 also issued under 28 U.S.C. 2461 note. Section 13.13 also issued under 31 U.S.C. 3730.

### Source

Source: 56 FR 47135, Sept. 18, 1991, unless otherwise noted.

### Amendments

[56 FR 47135, Sept. 18, 1991; 56 FR 64839, Dec. 12, 1991]